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CDK4/6 inhibitors in breast cancer

CDK4/6 inhibitor trials in breast cancer

Read time: 60 mins
Last updated:31st Jan 2024
Published:21st Apr 2021

Cyclin-dependent kinase 4 and 6 (CDK4/6) inhibitors now represent standard of care for advanced breast cancer. Could they also be beneficial in early breast cancer?

  • Find out the results of clinical trials for CDK4/6 inhibitors in early and advanced breast cancer
  • Learn the latest CDK4/6 inhibitor survival data from our breast cancer experts
  • Optimally manage CDK4/6 inhibitor safety in your patients

CDK4/6 inhibitor clinical trials in early breast cancer

The CDK4/6 inhibitors palbociclib, abemaciclib and ribociclib are approved in the US and Europe for treatment of HR+/HER2− advanced breast cancer (ABC) in combination with endocrine therapy (ET)1. Indeed, combined therapy is now considered standard of care for patients with ABC at high risk of recurrence1.

Investigation to determine whether CDK4/6 inhibition would be beneficial in early disease led to FDA and EMA approval of abemaciclib for high-risk HR+/HER2− early breast cancer based on the outcome for the monarchE trial2–5

CDK4/6 inhibitor treatment in early breast cancer

In October 2021, the US Food and Drug Administration (FDA) extended the indication for abemaciclib to include adjuvant treatment of adult patients with HR+/HER2−, node-positive, early breast cancer (EBC) at high risk of recurrence and a Ki-67 score of ≥20%2. The FDA also approved the Ki-67 IHC MIB-1 pharmDx (Dako Omnis) assay as a companion diagnostic test for selecting patients for this indication2. In April 2022, the European Medicines Agency (EMA) also approved the use of abemaciclib as adjuvant treatment of adults with HR+/HER2−, node-positive, early breast cancer (EBC) at high risk of recurrence; however, the EMA indication for abemaciclib does not require a Ki-67 score of ≥20%3.

Soon after the FDA approved the extended indication for abemaciclib, the American Society for Clinical Oncology (ASCO) updated their guidelines to include abemaciclib for 2 years plus ET for ≥5 years as a treatment option for patients with high-risk HR+/HER2− EBC6. The updated guidelines also define high risk of recurrence according to the monarchE criteria of ≥4 positive axial lymph nodes (ALN) or 1–3 positive ALN and one or more of6:

  • histological grade 3 disease
  • tumour size ≥5cm
  • Ki-67 score ≥20%.

In March 2023, following publication of updated results from the monarchE trial, the FDA removed the requirement of Ki-67 testing to receive abemaciclib for EBC2,7.

To learn more about the FDA and EMA indications as well as the guidelines from ESMO, ASCO and NICE regarding use of abemaciclib for EBC, view the infographic below.

Guideline recommendations for risk assessment and CDK4/6 inhibitor use in early breast cancer

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Evidence for CDK4/6 inhibitors in early breast cancer

Following the success of CDK4/6 inhibition in the treatment of ABC, four phase 3 clinical trials were initiated to evaluate efficacy of CDK4/6 inhibitors in combination with ET for treatment of high-risk HR+/HER2− EBC. These trials include the monarchE4,5 trial for abemaciclib, the NATALEE8 trial for ribociclib, and the PALLAS9 and PENELOPE-B10 trials for palbociclib. The trials differed in their definition of high-risk EBC, but nodal involvement was an inclusion criterion in all trials except the PALLAS trial, which recruited a small number of node-negative patients. None of the trials used biomarkers to define high-risk, although the monarchE and NATALEE trials included patients with Ki-67 scores of ≥20. The primary endpoint for each trial was invasive disease-free survival (Table 1).

Table 1. Clinical trials for CDK4/6 inhibitors in HR+/HER2− early breast cancer4,5,8–10. ALN, axial lymph node; bid, twice daily; CPS-EG, clinical-pathological state oestrogen receptor grade; ET, endocrine therapy; HR, hormone receptor; HER2, human epidermal growth factor 2; IDFS, invasive disease-free survival; NACT, neoadjuvant chemotherapy; od, once daily; RT, radiotherapy.

  monarchE NATALEE PALLAS PENELOPE-B
Trial design
(n)
Open label
Randomised
(n = 5637)
Open label
Randomised
(n = 5000)
Open label
Randomised
(n = 5760)
Double-blind
Placebo-controlled Randomised
(n = 1250)
Inclusion criteria HR+/HER2−
Stage II–III
2 cohorts:
Cohort 1: ≥4 positive ALN or 1–3 positive ALN with grade 3 or tumour size ≥5 cm
Cohort 2: 1–3 positive ALN and Ki-67 ≥20%
HR+/HER2−
Anatomic stage II: node-negative with grade 2–3 and/or Ki-67 ≥20% or
1–3 positive ALN
Anatomic stage III
HR+/HER2−
Anatomic stage II–III
Node-positive and node-negative
HR+/HER2−
Residual disease after ≥16 weeks of NACT
CPS-EG score ≥3 or
2 with nodal involvement after NACT
ET treatment, surgery or RT at entry ≤12 months of starting ET ≤12 months of starting ET ≤6 months of starting ET <16 weeks of surgery or
<10 weeks after completing RT
Treatment
(duration)
Abemaciclib bid, continuous + ET or
ET alone
(3 years)
Ribociclib od,
21 days on/7 days off + ET or
ET alone
(3 years)
Palbociclib od,
21 days on/7 days off + ET or
ET alone
(2 years)
Palbociclib od,
21 days on/7 days off +
ET or
Placebo + ET
(1 year)
Primary endpoint (IDFS) 85·8% (Abemaciclib + ET)
79·4% (ET alone)
HR = 0·664
95% CI 0·57–0·76 
(P<0.0001) at
4 years
Not available 84.2%
(Palbociclib + ET)
84.5% (ET alone)
HR = 0.96
95% CI,
0.81–1.14
(P=0.65) at
4 years
81.2%
(Palbociclib + ET)
77.7%
(placebo + ET)
HR = 0.93
95% CI,
0.74–1.17
(P=0.525) at
3 years

In the monarchE trial, addition of abemaciclib to ET significantly improved invasive disease-free survival (Table 1), regardless of Ki-67 status (Figure 1)4,5. Addition of palbociclib, however, did not confer benefit in either the PALLAS or PENELOPE-B trials (Table 1; Figures 2)9,10. Preliminary results of the NATALEE trial show that ribociclib in combination with ET significantly reduces the risk of disease recurrence11.

Invasive disease-free survival in the monarchE trial for abemaciclib

Figure 1. Invasive disease-free survival in the monarchE trial for abemaciclib. Shown are the results for abemaciclib + ET, compared with ET alone in cohort 1 Ki-67-high and Ki-67-low populations at 3 years’ follow up (Adapted4). CI, confidence intervals; ET, endocrine therapy; HR, hazard ratio.

Invasive disease-free survival in the A) PALLAS and B) PENELOPE-B trials for palbociclib

Figure 2. Invasive disease-free survival in the A) PALLAS and B) PENELOPE-B trials for palbociclib (Adapted9,10). CI, confidence intervals; ET, endocrine therapy; HR, hazard ratio.

Explanations proposed for the discordant results between the monarchE trial and the PALLAS and PENELOPE-B trials include differences in eligibility criteria, definition of high-risk disease and discontinuation rates. These differences, however, have been ruled out as contributing factors12. Alternatively, studies have shown that in EBC, one week of rest from CDK4/6 inhibition is sufficient to increase cell proliferation1. Although speculative, the different dosing schedules may explain the divergent outcomes in the monarchE trial, where abemaciclib was administered continuously, and the PALLAS and PENELOPE-B trials, where an on/off schedule was used for palbociclib.

Safety profile of abemaciclib in the monarchE trial

A detailed safety analysis of abemaciclib was conducted at a median follow-up of 27 months, to assess the incidence, management and outcomes of common and clinically relevant adverse events. In addition, patient-reported health-related quality-of-life, including fatigue and side-effect burden were assessed13.

Abemaciclib was associated with a significantly higher incidence of toxicities, compared with ET alone4. Diarrhoea was the most common adverse event reported by patients who received abemaciclib, but this was typically low grade and manageable with anti-diarrhoeal agents and/or dose reductions. Diarrhoea was usually reported within the first 3 months of treatment and the incidence decreased over time13.

Clinical symptoms, including neutropenia, were also more frequent in patients treated with abemaciclib, but rarely caused serious complications and were also manageable with dose reductions. Adverse events typically associated with ET alone, including arthralgias and hot flushes, were less frequent in patients treated with abemaciclib. Additionally, patient-reported outcomes showed no difference in the burden of side effects between the two treatment groups13.

Given that the most common adverse events were mild-to-moderate and manageable with the appropriate treatment and/or dose adjustments, the safety profile of abemaciclib was considered acceptable and supports a positive benefit-risk balance for patients with high-risk, node-positive early HR+/HER− early breast cancer

Review current recommendations for chemotherapy and endocrine therapy in early breast cancer

Learn more about the CDK4/6 pathway and its role in breast cancer